Legal

DISCLOSURE:
Although information and analysis contained herein has been obtained from sources Peritus I Asset Management, LLC believes to be reliable, its accuracy and completeness cannot be guaranteed. Information on this website is for informational purposes only. As with all investments, investing in high yield corporate bonds and other fixed income securities involves various risk and uncertainties, as well as the potential for loss. Past performance is not an indication or guarantee of future results.

OTHER DISCLAIMERS:

TERMS OF USE
Please carefully read these Terms and Conditions of Use (these “Terms”). Your access to or use of this website signifies that you understand and agree to be bound by these Terms. If you do not agree to be bound by or comply with these Terms, do not access or use this website.

MODIFICATION OF TERMS AND CONDITIONS OF USE
This website is owned and operated by Peritus I Asset Management, LLC, ( referred to herein as “Peritus Asset”). Peritus Asset reserves the right, in its sole discretion, to change, modify, add or remove portions of these Terms at any time. We suggest that you check these Terms periodically for changes. Any changes, modifications, or additions to, or deletions from these Terms shall be effective upon posting on this website. If you use this website after we post changes to the Terms, you accept the Terms as changed. Peritus Asset expressly reserves the right to monitor any use of this website.

INTENDED AUDIENCE
The information provided on this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation, or which would subject Peritus Asset to any registration requirement within such jurisdiction or country.

JURISDICTION
Peritus Asset is a Delaware limited liability company, based in California, registered with the U.S. Securities and Exchange Commission (“SEC”) as an investment advisor pursuant to the Investment Advisers Act of 1940. ADV I and ADV II can be obtained by communicating directly with the company.

Peritus Asset offers its products and services to residents of the United States and other particular jurisdictions through Peritus Asset. Peritus Asset does not claim that the products or services in this site are available in any particular jurisdiction or appropriate for any particular investor. If you choose to access this website from a location other than the United States, you do so on your own initiative and you are responsible for compliance with any applicable local laws.

INTELLECTUAL PROPERTY
All copyrights, trademarks, logos, service marks, trade names or other intellectual property displayed on, or used in conjunction with this website are proprietary to Peritus Asset, unless otherwise noted. The content of this website is protected by applicable intellectual property law. Peritus Asset reserves all rights with respect to intellectual property ownership of all material on this website, and will enforce such rights to the full extent permissible by law. The material accessible on or through this website is accessible for personal browsing and printing purposes only. Users of this website may not otherwise:

1. copy, reproduce, modify, sell, republish, post, transmit, or distribute in any way material from this website without the express written permission of Peritus Asset;
2. use, copy, modify or display any Peritus Asset name, logo, text or graphic image without Peritus Asset’s express written permission;
3. display any of the pages, text, images or other content of this website using “framing” technology without Peritus Asset’s express written permission;
4. modify or use the pages, text, images or other content from this website for any purpose other than browsing or printing for personal non-commercial use; or
5. take any action to create an impression of affiliation, sponsorship or endorsement between any user and/or website and Peritus Asset.

LINKED WEBSITES
Peritus Asset is in no way responsible for the content of any website, owned or operated by a third party, that may be linked to this website via hyperlink whether such hyperlink is provided by Peritus Asset or by a third party. In addition, Peritus Asset is in no way responsible for the content of any website to which this website may link. The information to which the user links is neither prepared nor maintained by Peritus Asset and Peritus Asset has not and will not review or update the information contained in any linked website. Peritus Asset is not responsible for and makes no warranty with respect to the contents, accuracy, completeness, timeliness, suitability or reliability of the linked website. Use of any website hyperlinked to or from this website shall be at your own risk.

THIRD PARTY CONTENT
Through this website you may have access to information relating to securities and the securities markets (“Market Data”). Peritus Asset may obtain this Market Data from third parties who are independent of Peritus Asset. Even though the sources of the Market Data provided on this website are believed to be reliable, Peritus Asset is not responsible for and makes no warranty with respect to the contents, accuracy, completeness, timeliness, suitability or reliability of the Market Data. The Market Data that may be provided is not a complete summary or statement of all available information or data. PERITUS ASSET MAKES NO EXPRESS OR IMPLIED WARRANTIES (INCLUDING BUT NOT LIMITED TO WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE) WITH RESPECT TO THE MARKET DATA.

Any Market Data and other information accessible through this website is for personal, non-commercial use. You agree not to reproduce, modify, sell, distribute, broadcast, publish or use for any commercial or unlawful purpose any Market Data or other information you access through this website.

Any Market Data is provided “as is” and on an “as available” basis. Peritus Asset will not be responsible for lost profits, trading losses or any other damages resulting from inaccurate, defective or unavailable Market Data or other information. Peritus Asset is not obligated to update or to continue to offer Market Data or other information accessible through this website.

NO OFFER OR ADVICE
This website does not constitute an offer to sell or a solicitation of an offer to buy any security that may be referenced on or through this website. Nor does this website constitute an offering or recommendation by Peritus Asset of any security, investment management service or advisory service. Peritus Asset does not provide investment advice, tax advice or legal advice through this website and you agree that this website will not be used by you for such purposes. Peritus Asset does not represent that the securities, products or services discussed on or accessible through this website are suitable for any particular investor. You acknowledge that your requests for information are unsolicited and the provision of any information through this website shall not constitute or be considered investment advice, or an offer to sell or a solicitation of an offer to buy any security.

LICENSURE INFORMATION
1. Representatives of an investment adviser (“IA”) may only conduct business in a state if the representatives and the IA they represent: (a) satisfy the qualification requirements of and are approved to do business by the state; or (b) are excluded or exempted from the state’s licensure requirements.
2. Representatives of an IA are deemed to conduct business in a state to the extent that they provide individualized responses to investor inquiries that involve: (a) effecting or attempting to effect transactions in securities; or (b) rendering personalized investment advice for compensation.
3. An investor may obtain information concerning an IA or a representative of an IA, including their licensure status and disciplinary history, by contacting the investor’s state securities law administrator.

USE OF E-MAIL
The security of electronic mail sent through the Internet is not guaranteed. Do not send sensitive or confidential information to us via electronic mail. Delivery and timely delivery of electronic mail is also not guaranteed. Peritus Asset therefore recommends that you do not send time-sensitive or action-oriented messages to us via electronic mail. Such requests, orders or instructions will not be processed until Peritus Asset can confirm your instructions or obtain appropriate written documentation where necessary.

DISCLAIMERS
Peritus Asset does not warrant this website (including the Market Data or other information that may be accessible on or through this website) for any particular purpose. It is provided “as is” and on an “as available” basis. Peritus Asset disclaims to the fullest extent of the law any warranty of any kind whether express or implied as to any matter relating to this website, including without limitation the implied warranties of merchantability, fitness for a particular purpose and non-infringement. Use of this website is at your own risk.

Peritus Asset and its owners, officers or employees will not be liable or have any responsibility of any kind for any loss or damage that you incur arising from or in connection with:

1. any delay, termination, failure, defect or interruption in the transmission of this website or any Market Data; 2. any inaccuracy, error, unavailability or incompleteness in the transmission of this website or any Market Data; 3. any termination or interruption of your access to this website; 4. your reliance on or use of this website or any Market Data; 5. any e-mail requests, orders, or instructions you send, or the interception by third parties of any requests, orders or instructions you send via e-mail; 6. any act or omission of Peritus Asset in making this website or Market Data available to you; or 7. any other cause relating to your access to or use of this website, whether or not the circumstances giving rise to such cause may have been within the control of Peritus Asset or within the control of any other party providing software or services support for this website. Peritus Asset does not warrant that this website or the functions contained in this website will be uninterrupted or error-free, that defects will be corrected, or that this website, or the servers that make it available are free from viruses or other harmful components. You assume the entire cost of any necessary servicing, repairing or correcting of your property or operations as a result of using this website. You accept at your own risk that the Internet or other online communications medium may not perform as intended as a result of human, mechanical or other error despite the efforts of Peritus Asset, you or any third party.

In no event will Peritus Asset or its directors, officers or employees be liable to you for any direct, indirect, special, consequential or incidental damages related in any way to your use of this website, even if: (a) such damages are reasonably foreseeable; or (b) Peritus Asset or any other party has been advised of the possibility of such damages.

GOVERNING LAW AND SEVERABILITY
These Terms will be governed and construed under the laws of the state of California without regard to its conflict of law principles, regardless of whether you reside in California or transact business with Peritus Asset in California or elsewhere. Nothing in these Terms creates any rights or protections that you are not already entitled to by law. If any part of these Terms is held invalid or unenforceable, that part will be deemed modified as necessary to make it effective, and the remaining provisions of these Terms will remain in effect.

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