Mr. Thompson joined Peritus as the Assistant Portfolio Manager in 2011. He assists with various aspects of the trading department, including determining allocations, processing trades, and managing the internal reporting system. He also supports the compliance department by managing the trading documentation and reporting processes and supports the sales effort with tracking and database reporting.
Mr. Thompson has several years of experience in the investment advisory business. Most recently, he served in client services, database management and operational support capacities at Partnervest Financial Group. Prior to that, he was a loan administrator for PlanMember Financial Corporation. Mr. Thompson also has experience on the banking side, working his way up from a teller to an Assistant Manager with Bank of America.
Mr. Thompson graduated from University of California, Santa Barbara with a degree in Business Economics. He carries his Series 6, 7, 63, and 65 licenses.